Company Limited (ESES) director, assisted and supported the execution of such trading transactions. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 311 in

debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S former Chief Executive Officer. Therefore

of 100,000 Baht. In the event that the defendant failed to pay the said fine, execution shall be carried out in accordance with Section 29 of the Criminal Code. DAB Act S.17 Criminal Complaint Filed

of 100,000 Baht. In the event that the defendant failed to pay the said fine, execution shall be carried out in accordance with Section 29 of the Criminal Code. DAB Act S.26 Criminal Complaint Filed

civil court04/09/2018 referred the case to a state attorney for filing a lawsuit to a civil court currently under the process of legal execution SEC Act (before the fifth amendment

court currently under the process of legal execution SEC Act (the fifth amendment) Section 240 Civil Action Dated 14/12/2022

proceeds was not in accordance with the objective of the capital increase of the IPO; and the transaction was not in compliance with the liquidity management policy. If the meeting resolves to not confirm

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be

office to confirm the share transfer with a person who was believed not to be the true owner of the trading account, and adding a new contact phone number to the client?s personal profile even though there