promotion period, value and amount of gift, rights or any other benefits are appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 11. The advertisement shall not
appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 11. The advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading
any other benefits are appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 7. In case the advertisement contains a statement that is partially copied or
guideline which will be notified in advance. Clause 7. In case the advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past
, following the Office’s guideline which will be notified in advance. Clause 11. The advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading; (2) information
Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business
and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment
Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Licensed Derivatives Broker. Clause 6 The SEC Office may announce a detailed guideline