issuer. Clause 5/1 In the case where the Office has considered that the applicant for a license under Clause 3 has the accurate and complete qualifcations as specified, the Office shall propose the case

application for derivatives business operator registration within sixty days from the date of receiving the correct and complete application and evidential documents. Clause 6/1 In case where registered

registration within sixty days from the date of receiving the correct and complete application and evidential documents. Clause 6/16 In case where registered derivatives business operator has ceased the status

supplementary documents for registration as prescribed by the law governing such category of asset. Clause 3. The securities registrar shall have a service contract with clients available in at least two copies

Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities

investors; (2) in case of holding reserve for loan repayment, specify the amount of the reserve per annum until complete repayment, which shall be in accordance with the criteria specified in the REIT

wishes to be an auditor approved by the SEC Office shall file an application for approval to the SEC Office per Form 61-1F together with documents and evidence as specified on the website of the SEC Office

in all respects under Clause 11, within ninety days from the date on which the SEC Office receives the complete application and supplementary documents, the SEC shall give recommendation to the

notify the foreign entity of any observation within ninety days from the date on which the SEC Office receives the complete set of documents in accordance with the Licensing Manual for the Public. The SEC

notify the applicant of any observation within the following periods from the date on which the SEC Office receives the complete set of documents in accordance with the Licensing Manual for the Public: 1