rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and
application within forty-five days from the date of receiving the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. Division 2
the date when the SEC Office has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. 4 Division 2 Rules and
Notification of the SEC Office. Clause 12 Upon receipt of the accurate and complete application together with supporting evidentiary documentation according to the Manual for the Public, the SEC Office shall
tasks including undertaking of any other actions assigned by the administrative panel or the SEC, as the case may be. Division 1 Administrative Proceedings Clause 8. Administrative proceedings shall
outsourcing. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function , an intermediary shall assign only a person approved by the SEC
. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function, an intermediary shall assign only a person approved by the SEC Office to be
for Sale regarding Units of Real Estate Investment Trust (No. 5) dated 10 July 2015 (effective on 20 July 2015). 5 application together with the accurate and complete evidentiary documentation according
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General in charge of Stakeholders Relations Division, participated in a panel discussion