Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
an application using the Form 35-W attached hereto together with [one set of] the followings supporting documents: (1) details of warrants; (2) details of the issuing company; (3) other documents and
Bangkok, 23 June 2017 ? The SEC has ordered Polaris Capital Public Company Limited (POLAR) to have an auditor conduct a special audit on the sources, existence and completeness of its accounting
, seven applicants* submitted an application for a digital asset business licence under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018); four of them were granted a licence, and two
shall be deemed to be the formation of a limited company or of a public limited company, as the case may be. The application for a license, application for an approval, the issuance of a license, and the
shall be deemed to be the formation of a limited company or of a public limited company, as the case may be. The application for a license, application for an approval, the issuance of a license, and the
Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management Report/Form (Notification of Securities and Exchange Commission) Documents for the Application