Committee Meeting No. 8/2023 Settlement Committee Order No. 71/2023 Dated 21/09/2023
submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement
the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 106/2024 Dated 19/12/2024
securities without having possession, which is in accordance with section 98(5) of the Securities and Exchange Act B.E. 2535. SEC Act S.98(5) Settlement Committee Meeting No. 1/2025 Settlement Committee
. SEC Act S.116 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 13/2025 Dated 30/01/2025
, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
the Penal Code Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 18/2025 Dated 11/03/2025
the Penal Code Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 19/2025 Dated 11/03/2025
2022. SEC Act S.56(1) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 40/2025 Dated 25/04/2025