regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies and collective
or not, are exempted from obtaining digital asset business licenses. Additionally, digital asset exchanges, digital asset brokers, and digital asset dealers are prohibited from providing services
Worth Investor 17/08/2012 01/09/2012 5. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis
/09/2012 3. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis) 12/05/2012 16/05/2012 4
amendments to capital requirements of digital asset exchanges, brokers, and dealers https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=848 SEC Thailand’s public hearing on revised principles for supervision
/ABOUTUS/HR-MANAGEPOLICY-REPORT-2563.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g
regulate digital assets shareholders’ equity or no more than 70% of total amount offered. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital
SEC reveals guidelines to regulate digital assets shareholders’ equity or no more than 70% of total amount offered. Digital asset exchanges, brokers and dealers must be granted licenses from the