the intermediary shall comply with. In this regard, the intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the
2,358.52 Million Baht. However, per IFRS 15 (revenue from contracts with customers) the Group could not record revenue for procurement and fabrication service which not yet deliver to the client. As IFRS 15
assets 7.49 4.84 2.66 54.92 Total current assets 479.34 370.90 108.44 29.24 Non-current assets Restricted bank deposits 20.79 - 20.79 100.00 Property, plant and equipment 348.38 314.79 33.59 10.67
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
broker; (2) “ institutional client ” means any client who is the following persons: (a) commercial banks; (b) finance companies; (c) securities companies; (d) credit foncier companies; (e) non-life
incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working
} for his inappropriate acts. The {A} case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives trading decisions on the client's behalf with internet
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised