Providing Guarantee for Insured Mutual Fund by Securities Company in the Category of Securities Finance Business (No. 2)
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
ธุรกิจ โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ให้เกียรติประกาศผลรางวัลในสาขา “ความโปร่งใสและการรายงาน (Transparency and Reporting Category)” ซึ่งผู้ที่ได้รับรางวัลคือ บมจ. ผลิตไฟฟ้า (EGCO) และในงาน
services liable to be an undertaking of digital asset business in the category of digital asset exchange without license, which is deemed a violation or a failure to comply with Section 26 of the Emergency
unique and not interchangeable with digital tokens of the same category and type at the equal amount; (4) Digital tokens which are utilized in a blockchain transaction and issued by digital asset
recipients in this category); 3. Outstanding Organization for Information Disclosure through the Public Sector Information Center Award (data.go.th) (among 5 recipients); and SEC Secretary
Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business