Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly
www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and
the capital market, (2) Positioning the capital market as a driver of the digital economy, (3) Promoting a sustainable capital market and financial well-being, and (4) Advancing the Digital Securities
The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, along with SEC Ambassadors and the National Saving Fund (NSF), delivered a lecture on financial literacy
which the intermediary may provide to the clients shall be fully qualified as follows: (1) being an outbound product with the description and conditions similar to the capital market products which can be
services of which the intermediary may provide to the clients shall be fully qualified as follows: (1) being an outbound product with the description and conditions similar to the capital market products
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such