securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
Group Public Company Limited Land and Houses Bank Public Company Limited Land and Houses Fund Management Company Limited Land and Houses Securities Public Company Limited Land and Houses Advisory
Limited Land and Houses Bank Public Company Limited Land and Houses Fund Management Company Limited Land and Houses Securities Public Company Limited Land and Houses Advisory Company Limited On June
, eventually.?It took the team over 8 months to analyze environment and financial behaviors of the Thais in preparation of this Project. From the data collected, it was clear that the Thais have not emphasized
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD
concerning the connected transactions B.E.2546 , which the operations are categorized as Provision or receipt of financial assistance transaction, it is not exceed Baht 100 million or 3% of NTA whichever is