accessed the company's system to review the trading information without any objection.  The actions of {B} and {C} were deemed as obtaining authorization from client to make securities trading decisions on

entrusted to make derivatives trading decisions for the client from January to June 14, 2011. {B}, however, did so on June 15, 2011 without the client's authorization and she admitted to such unauthorized

Wannapat signed the names of clients and the authorized checker on fund trading order forms without the actual signatures of either party, and used the checker’s password, without authorization, to approve

above to be duly executed. 2. The meeting has resolve to propose the Extraordinary General Meeting of Shareholders No. 1/2019 to consider approving appointing the IV Global Securities Public Company

private placement of the Company to be duly executed; 4. Proceeding any further necessary and appropriate actions to enable any matters above to be duly executed. 2. The meeting has resolve to propose the

of Intermediary to Handle Clients’ Complaints and participation in the SEC Office’s project to resolve disputes by arbitration. 4.3 Having a business plan and an operating system for establishing a

part of the direction to resolve the grounds of possible delisting. Board of Directors and Auditing Committee’s opinion: Considering the current economic condition, Government land appraisal price

://www.set.or.th/en/regulations/rules/disclosure_files/BorJorPor2201_2_EN.pdf (Translation) In this regard, the resolve of the rental fee is a part of the terms of the agreement between the Company and KPM

., Ltd. in 99,997 shares which is 99.997% of the capital at 10.00 Baht per share (par value) in total value of 999,970.00 Baht. 2. There is an approval with authorization to board of executive directors to

appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance