Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with
for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and
เลขที่ 50/2544/……… - Translation - No. 51/2018/042 10 August 2018 Subject: Board Meeting Resolution on Connected Transaction To: The President, The Stock Exchange of Thailand Attachment: Information
การเงิน งวด Attachment 4 - Financial Statements 09 เมษายน 2561 09 เมษายน 2561 [เอกสารแนบ] - งบการเงิน งวด OSP MD&A 1Q2018 27 มิถุนายน 2561 27 มิถุนายน 2561 [เอกสารแนบ] - งบการเงิน งวด OSP Financial
- Part 2.3.9 Internal Control and Related Party Transaction (Q3) - As of 31Jan22 02 กุมภาพันธ์ 2565 [เอกสารแนบอื่น ๆ] 12. Solar - Attachment 1 - Directors and Management (Q3) - As of 31Jan22 02 กุมภาพันธ์
auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with