) having capital, work systems and personnel that can support service provision appropriately and adequately throughout the period of participating in the regulatory sandbox; (b) assessing and managing
necessary. (2) a procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or
procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
Parties: or sharehold rom Jayma uary 2020 ncial Assist et Public Co ed the resol mpany Lim capital. The o be a Con isory Comm tion of the B nformation 003), the der of the C art Public C tance from ompany
indirect totaling 25.70 percent of the Company’s paid-up capital. The Company extended the loan tenor from September 30, 2017 to November 15, 2017 to assist GSTEL who was still in the process of seeking
License No. Position Educational Qualification Experience in Auditing (years) 1. 2. 3. 4. (Additional details can be submitted as attachments) Details of assistant auditors who assist the audit engagement
Last names CPA License No. Position Educational Qualification Experience in Auditing (years) 1. 2. 3. 4. (Additional details can be submitted as attachments) Details of assistant auditors who assist the
. Chapter 2 Compilation and Assessment of Client Information __________________ Clause 6 In compiling and assessing client information according to Clause 30 of the Notification on Standard Conduct of