procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
Capital Market Supervisory Board concerning Application for an Approval of Offer for Sale of Newly Issued Securitized Bonds ; (7) structured notes; (8) debentures structured with burden on the debenture
an Approval of Offer for Sale of Newly Issued Securitized Bonds; (7) structured notes; (8) debentures structured with burden on the debenture holders which are issued according to the Notification of
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
the mutual fund’s performance to assess the worthiness of such securities trading. Sharpe Ratio is the ratio between the mutual fund's marginal return compared with its investment risk, calculated from
, causing higher cost of securities trading. Therefore, the ratio must be compared with the mutual fund’s performance to assess the worthiness of such securities trading. Sharpe Ratio is the ratio between the
securities in the category of derivatives warrants, unsponsored depository receipts or structured notes with the right to repay principal or return as securities not being issued by the issuer of the