Ref Ref. HF 0123 / 2017 September 20th, 2017 Subject : Notification of the Resolution of the Board of Directors No.5/2017. To : Director and Manager of The Stock Exchange of Thailand. We, Hwa Fong
Ref Ref. HF 0123 / 2017 September 20th, 2017 Subject : Notification of the Resolution of the Board of Directors No.5/2017. (Additional) To : Director and Manager of The Stock Exchange of Thailand. We
waiver has been granted by the SEC Office. Clause 11 For public offering of bonds according to Part 2, the approved entity has to comply with the Notification of the Capital Market Supervisory Board
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
public offering under Part 3, the approved entity has an obligation to comply with the Notification of the Capital Market Supervisory Board concerning Distribution of Newly Issued Debt Securities and
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.* The SEC therefore suspended her from duty as the approved
reference. PAGE 4 Notification of the Securities and Exchange Commission No. Kor Thor 18/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to