days as from the occurrence of such circumstance: (1) persons under Clause 5, Clause 6, Clause 8 and Clause 9 who has to obtain approval from the SEC Office only; (2) the highest level responsible person

Application for Approval and Granting of Approval for Offering of Newly Issued Shares

Rules on Application for Approval and Granting of Approval to Undertake Trust Business

system prepared on the website of the SEC Office within 7 business days as from the occurrence of such circumstance: (1) persons under Clause 5, Clause 6, Clause 8 and Clause 9 who has to obtain approval

circumstance: (1) persons under Clause 5, Clause 6, Clause 8 and Clause 9 who has to obtain approval from the SEC Office only; (2) the highest level responsible person in the compliance unit under Clause 7(4

obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for

Approval for Undertaking of Derivatives Business (No. 2)

Approval for Undertaking of Derivatives Business (No. 3)

The Approval of Personnel in the Capital Market Business

Re: Rules, Conditions and Procedures for Approval of Securitization Projects