Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
aforementioned Notifications. Clause 5 In establishing a mutual fund, the management company shall file an application for approval of mutual fund establishment by using the normal approval track in accordance
liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor. 49/2552 Re: Approval for
Office shall be the approval date granted by the Office under this Notification. (Translation) 8 Clause 19. All notifications, orders and circular letters issued under or providing guidelines for
order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities
orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market