to engage in a short selling of the following securities in the Stock Exchange of Thailand: (1) ETF units; (2) underlying shares of ETF. 2 Ibid FN1. 3 Clause 4 For short selling of the ETF units or
securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short selling of the following securities in the Stock Exchange of Thailand: (1) ETF
derivatives dealer , the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in
, the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in derivatives for their
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14
security of the computer server. In a case appeared that having operate or alter abnormally the parameter, it shall be improve and report instantly. [M] · Providing a service as necessary. In case of
method or compliance guideline for inspect the security of the computer server. In a case appeared that having operate or alter abnormally the parameter, it shall be improve and report instantly. [M] o