to the SEC and publicly disclose the rectified and audited/reviewed financial statements urgently. The SEC found that the auditor gave qualified opinions on EIC’s 2014 and Q1/2015 financial statements

under Section 56 of the Securities and Exchange Act (SEA). Additionally, the rectified financial statements and the rectified reports must be disclosed publicly via the Electronic Listed Company

required to file with the SEC and publicly disclose the rectified and reviewed financial statements by October 28, 2014.The SEC found that the auditor gave qualified opinions on VTE?s Q2/2014 financial

Bangkok, September 25, 2014 ? The SEC notified Jasmine International Plc. (JAS) to rectify its 2013 and Q2/2014 financial statements and then submit to the SEC as well as publicly disclose the

must submit to the SEC and publicly disclose the rectified financial statements that have already been audited or reviewed by the auditor. This follows the SEC finding that the auditor was unable to

Bangkok, April 8, 2015 ? The SEC notified Thai Industrial & Engineering Service Plc. (TIES) to rectify its 2014 financial statements. TIES has to file with the SEC and publicly disclose its rectified

Digital Network Company Limited) 12/11/2020 18:36 the Capital Increase and Allocation to Specific Person (Private Placement),the Issuance and Offering of the Warrant RO B52-W3 and the Calling of the EGM No

rules for the initial public offering of shares (IPO), and allocation of IPO shares in compliance with the criteria for subscription, sale and allocation. Additionally, the application must meet

Following a report from Krungthai Zmico and SEC’s further investigation, it was found that during 22 - 24 November 2017, Niparporn placed the right to IPO allocation of three clients to the clients

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives