November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training
particular emphasis on the alignment with the 20-Year National Strategy (2018- 2037), the 12th National Economic and Social Development Plan (2017 - 2021), including 23 master plans and the policy
Surveillance and Enforcement (2) Emerging Trends in Market Misconduct และ (3) Digital Assets: Regulatory, Surveillance, and Enforcement ซึ่งที่ประชุมได้ร่วมกันแลกเปลี่ยนข้อมูลประสบการณ์ในการกำกับดูแล หารือถึง
alignment with the UN Sustainable Development Goals (SDGs). During the meeting, the SEC’s key action plans were discussed, which included the introduction of innovative financial tools to promote
Bond Markets.” She presented the development of sustainability-themed bonds and a national taxonomy that emphasized the alignment with the international standard. She also emphasized the importance
drafted relevant regulations, with the key points as follows: (1) To revise the refresher criteria for IA to include a minimum number of training hours required for the course, in alignment with the roles
management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public
sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance
towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services
ขึ้นในแต่ละภูมิภาค ในหัวข้อ Regulatory Alignment & Deference (การลดความไม่สอดคล้องกันของแนวทางการกำกับดูแลและการออกกฎเกณฑ์ต่าง ๆ) และ Use of technology in financial services (การใช้เทคโนโลยีในการให้