November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training
therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide
the mechanism for supervising the service industry related to electronic transactions has been streamlined for enhanced clarity and in alignment with digital development for the economy and society
prices of financial assets. We continue to emphasize proactive risk controls via the supervision of the Enterprise Risk Management Division, Assets and Liabilities Management Sub-committee and Risk
United Nations Guiding Principles on Business and Human Rights (UNGPs), and to emphasize Human Rights Due Diligence (HRDD) throughout the value chain, with the goal of integrating these practices into the
information related to SRI Funds easily and comprehensively. SRI Funds are mutual funds with investment policies that emphasize sustainable business practices in accordance with sustainability-related
emphasize the importance of fostering effective, transparent, and accountable management across all business sectors, while considering the benefits of stakeholders, and encouraging Thai businesses to
strengthening mechanisms for sustainable investing, such as Thai ESG revised rules. Additionally, the SEC will emphasize digitization, particularly implementing technology to accelerate law enforcement
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The