issuer within appropriate time. A securities company shall not claim the benefits of the client without an order or consent of the client in writing. CHAPTER II Record of Particulars of Client’s Assets

exceeding 35 percent in aggregate to not exceeding 49 percent in aggregate of the total number of shares sold; (2) be in accordance with the Announcement of the National Council for Peace and Order No. 74

shares under the specific objective basis to specific investors (Private Placement) from not exceeding 35 percent in aggregate to not exceeding 49 percent in aggregate of the total number of shares sold

their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and

to stimulate economy through domestic consumption.   The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and

choices for investors with appropriate weight given to investor protection.  

director will also be revised to more appropriate.?The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the

website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid

, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the SEC office. DAB Act S.94 in conjunction with 30

Company has not acquired other assets. Therefore, the aggregate value of the transaction will be equal to 27. 07 percent, which is considered as a Class 2 transaction, that is a transaction that has a value