management advisory contract 25/09/2020 18:21 Connected transaction : Renewal of a hotel management advisor agreement Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
The Securities and Exchange Commission (SEC) organized a co-creation workshop in collaboration with wealth advisory businesses to promote business operations focusing on putting investors first
economy and environment, and promoting long-term savings to support an aging society. This will be achieved by expanding the investors base through mutual funds, provident funds, and portfolio advisory
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general
solicitation or providing services for clients, information disclosure, advisory service, information or report filing with the SEC, prevention and management of conflicts of interest, and services provided by
Professional Portfolio International Ltd. Professional Portfolio International Ltd. (PPI) colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory
offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very
Mr. Siroj Singkham Mr. Siroj Singkham, a Chief Executive Officer of a digital asset advisory called Coindee Company Limited ("Coindee") at the time of the incident, was responsible for the
Coindee Company Limited Coindee Company Limited ("Coindee"), a digital asset advisory at the time of the incident, had duty to submit an annual financial statement of the year 2024 to the
to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the