ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 28/01/2552
ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 22/01/2552
ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 23/11/2552
operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs
) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
professionals, with the hope for the market force to play a significant role in driving forward the capital market instead of just exclusively depend on regulations.The seminar was graced with honorable
private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested
Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital