fintech expo and found a number of business operators who may be liable to undertaking securities business, derivatives business or digital asset business without license. Additional evidence was collected

STPI collected an additional 2,212 million baht from its counterparty on top of the main contract. The said information was material to the STPI share price. This resulted in STPI?s Q1/2010 performance

from committing the offence since the date of the entry of the plaint until the defendant fully pays the said amount of money to the plaintiff to be collected as public revenue and ordering the

of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for

accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC

records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC

accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts

the portion of accrued interest receivables and receivables repayment from the debtors by collateral2 Cash collected from the debtors during the period3 7,776.0 9,000.1 6,858.1 Cash collected from the

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature