means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
Sustainable development in the environmental area has become an important goal both nationally and internationally. The public sector implements policies that support continuing environmental
the realm of sustainability, which is crucial to the strategy and business operations to mitigate sustainability risk, enhance competitiveness, and contribute to the country’s goal of achieving net
sustainability goal, and the promotion of long-term savings to support the aging society, an important goal under the National Strategy. The key takeaway from this meeting is that the SEC will provide policy
roles in line with sustainable development roadmap. The seminar allowed sharing of experiences and expertise from members of listed companies? audit committees having achieved a goal of organizational
sustainable development. Hence, a ?CHANGE? was recommended along with adjustment of goal setting with new perspective of processes to reach such goal. This will certainly facilitate financial sector and the
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for
accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC