trading decisions on the client?s behalf with internet trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client?s account of

trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client's account of approximately 600,000 - 700,000 baht. Since then, his client told

Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions

Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without

. Itthipat purchased TKN shares through Mrs. Phanida’s securities trading account; likewise, Mr. Nutchatpong purchased TKN shares through the accounts of two offenders, Miss Thitirat and Mr. Jakkaphan

derivatives trading decisions on the client's behalf.  Upon her client's inquiry, she then informed the client of the transactions which the orders had already been entered or executed. {A} had obtained such

securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised

TikTok account “cj_trading_futures_” impersonates “Carabao Group Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 24/09/2024)

TikTok account "arr_gold_trading" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)

money from the account owners to pay for their trading. With their continued misconduct for a long period of time {A} and {B} gained a lump sum amount of profit from commission fees from their trading