)/juristic person(s) Type(s) of securities Securities held before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights3
succeed without having efficient internal units comprising (1) company secretary having duty to monitor the company and its executives to comply with laws and keeping important information, (2) internal
Facebook page "Subscribe To investment units" : Unlicensed securities and derivatives business (Disclosure Date : 17/03/2026)
SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
The SEC meeting 1/2540 dated January 9, 1997 resolved to approve criteria on the establishment and management of property fund offering investment units for sale to the public. The Office completed
The SEC issued the notification in accordance with the principles approved by the Capital Market Supervisory Board at the meeting in December 2025, under which shares of listed companies
Facebook Page ชื่อ Fund shares : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
: 9/12/2562 คำถาม : บริษัทหลักทรัพย์จะพาลูกค้าไปลงทุนใน fractional shares ซึ่งเป็นหุ้นในต่างประเทศที่ถูกแบ่งเป็นหน่วยย่อย เช่น 0.1
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management