Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
may be liable to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) REALASSET (RACOIN)(2) CTE Token by CT Online Services (Thailand) Co., Ltd. (3) CXA by
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to
Following a report from KTB and the SEC’s further investigation, it was found that during the period from 2024 to 2025, Miss Wannapat misappropriated the assets of two clients in the total amount of
Following a report from KTB and the SEC’s further fact-finding, it was found that, during 2014–2021, Ms. Narueorn engaged in misconduct involving investor assets by continuously and secretly
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/12/2003