Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies

The key points of the amendments to the qualifications of bondholder representatives are as follows:   (1)  A securities company licensed to operate securities brokerage business, securities

The key points of the amendments to the qualifications of bondholder representatives are as follows:             (1)  A securities company licensed to operate securities brokerage business

qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies

existing regulations regarding the qualifications of bondholders’ representatives, which have been in place since 2009 amid the changing circumstances. The SEC is therefore conducting the public

During 22 March – 25 April 2024, the SEC conducted a public hearing on the proposed principles for amending the qualifications of bondholders’ representatives. Most respondents agreed with the

amendments which essentially would:   (1) Revise the wording on the determination of the qualifications of an issuer of an initial public offering to be clearer in the part of non-involvement in an illegal

prescribed additional qualifications of principle valuers for transactions in capital market. The applicant intending to seek the SEC?s approval must pass the examination of Scholastic Management Aptitude

Bangkok, 27 October 2016 ? The SEC is seeking public comments on the proposed rules concerning the definitions and qualifications of chief financial officers (CFO) and accountants working for initial

qualifications*** (except for the qualifications of CIS operators above) in accordance with the specified criteria.   The public consultation is available at the SEC website: https://www.sec.or.th/TH/Pages