trainings, support for tool development in order to uplift the overall audit quality”._________________________

DCA service providers and portfolio wealth advisors;           (4) Updates on mutual fund-related activities: Providing information on trainings and seminars, and new mutual funds.Additionally

training courses and seminars. Trainings for the listed companies are expected to start in the first quarter of year 2021 onwards and without charges. _______________________ Note: *The working group on

in this project to help the preparations and develop personal data protection standards. Our deliverables will include development of guidelines, trainings, seminars and preparing online training

exercises effective control in relation to the customer’s account or transactions; (5) “suspicious transaction” means suspicious transactions to be reported under anti-money laundering legislations; (6) “anti

in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in relation to the customer’s account or

owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in

conduct. 2 The company should specify anti-corruption measures suitable to the risk profile of the company. 2. The board of directors demonstrates independence from the management and exercises oversight of

to providing Thai people with additional saving and investment choices and opportunities for higher long-term returns on investment, the association has emphasized the educational trainings on capital

data directly from you by collecting from: Seminars/trainings/meetings/hearings/visits to the SEC Office; The Enterprise Content Management System (ECM) of the SEC Office. The SEC Office receives your