Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of...
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on six offenders* in the case of manipulating the BM share price, requiring them to make the total payment of 8,001,949
them. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 15/2025 Dated 22/09/2025
' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and
the student development and excellence promotion 2024 project, aiming to equip students with knowledge and understanding of investment and enable them to make suitable investment decisions based on
(NMG), Electronics Industry Public Company Limited (EIC), and Tong Hua Holding Public Company Limited (TH), requiring them to pay a total, collective monetary civil sanctions of 33,677,137.50 baht
moratorium relief of Zipmex Group and to contact its clients deemed as creditors before 17.00 hours today in order for them to be eligible to attend the case conference in Singapore Court tomorrow. Zipmex
It is the SEC’s policy to increase SMEs’ business opportunities by allowing them more convenient access to financial services in accordance with the Master Plan under the 20-Year National Strategy
academic development. This will help enhance quality of our new generation so as for them to be ready and skillful on top of sound body and mind; thereby maintaining military stability and improving quality
accordance with the notification of the SEC for 35 days. In this regard, Bitkub did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets