follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
Facebook Page ชื่อ Mutual Fund for the People : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)
Facebook Page ชื่อ Mutual Fund for the People - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 12/12/2566)
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
in support of the campaign, “One of the SEC key strategic goals is to encourage people to save and invest in the capital market for their good financial health and long-term financial goals. We are of
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above
and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the