._______________________ Remark : *Blockchain is a decentralized database system with a mechanism to have transactions without intermediaries. ** Fiat
of a classification system of economic activities deemed as environmentally sustainable (Thailand Taxonomy), which aims to foster growth and investment in environmental and social themed projects
As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
business as a mechanism for promoting long-term savings to support the aging society in Thailand. The parties also discussed the roles of asset management companies in sustainable investment whereby the
confidence in fundraising and investment, aiming to make the capital market a fundamental mechanism for sustainable economic growth. We will collaborate with the AIMC, which plays a key role in promoting
derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.In this connection, the SEC will revise the rules governing
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
, the multi-class structure offered by existing mutual funds must not prejudice the right of existing unit holders. Details of the proposed structure must be defined in the amended investment fund scheme
There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...