the approval for the offering of structured notes shall be subject to the requirements under these two parts except for the structured notes under Clause 5 and in the case there are any conflicts or
or cancel interest payments or other compensations or establish write-off criteria, etc., and excluding NC bond from the plain vanilla category; and (3) Revising the process for amending the use of
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
, excluding the following businesses: (a) securities borrowing and lending business; (b) mutual fund management for foreign investors. (2) person licensed to undertake derivatives business in the category of
dated 28 March 2002. Clause 2. The securities company licensed to undertake securities business in the category of securities brokerage, excluding the securities company licensed to undertake securities
securities business in the category of securities brokerage, excluding the securities company licensed to undertake securities brokerage of debt securities or investment units, shall have paid-up registered
qualifications*** (except for the qualifications of CIS operators above) in accordance with the specified criteria. The public consultation is available at the SEC website: https://www.sec.or.th/TH/Pages