SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments must be within the scope agreed by the clients in advance, in order to expand the service scope of t...
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on JKN in a case relating to publishing false or misleading information about JKN, requiring payment totalling 2,062,039 baht (comprising a civil penalty and a reimbursement of investigative expenses incurred by the SEC).In this regard, JKN agreed to comply with the civil sanctions imposed by the CSC by signing a letter of consent. However, the company failed to fully make the required payment accordingly. The S...
, colluded with other directors and executives of STARK, or consented to the falsification of STARK and its subsidiaries’ financial statements from 2021 - 2022 to deceive the public. Mr. Prakorn had a duty to
Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction
securities or derivative contracts, which must be consented to by the clients. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may
(1) Mr. Chanin Yensudchai, (2) Mr. Chinawat Assavapokee, (3) Mr. Vonnarat Tangkaravakoon, (4) Mr. Sathar Chantrasettalead, and (5) Mr. Kittisak Jitprasertngam, colluded or consented to falsify
. Chanin Yensudchai, (2) Mr. Chinawat Assavapokee, (3) Mr. Vonnarat Tangkaravakoon, (4) Mr. Sathar Chantrasettalead, and (5) Mr. Kittisak Jitprasertngam, colluded or consented to falsify, misrepresent, or
) Mr. Chanin Yensudchai, (2) Mr. Chinawat Assavapokee, (3) Mr. Vonnarat Tangkaravakoon, (4) Mr. Sathar Chantrasettalead, and (5) Mr. Kittisak Jitprasertngam, colluded or consented to falsify