and the Prohibited Characterisitics of Capital Market Personnel under Group 3 of Clause 31(1) of the said Notification.?
and the Prohibited Characterisitics of Capital Market Personnel under Group 3 of Clause 31(1) of the said Notification.
supervise the capital market, while demonstrating good governance characteristics and compatibility with the SEC Code of Ethical Conduct. Individuals lacking appropriateness or displaying traits that
securities with sustainability attributes and play a significant role in supporting the stable and sustainable development of the Thai capital market.”The revised regulations have been published in the Royal
ของผลิตภัณฑ์การลงทุน (Investment product attributes) 3. กระบวนการซื้อขายผลิตภัณฑ์การลงทุน (Buying/selling process of investment products) 4. ข้อมูลพอร์ทการลงทุน (Owning investment holdings) 5. สิทธิ
is a fund that must invests in assets with outstanding environmental or sustainability attributes, issued by the Thai government sector or businesses established under Thai law. On average, at least 80
aggressive role in developing the market, supervising intermediaries and establishing effective communication with stakeholders under the 4P?s Principle which consists of the following attributes
and the OECD (2019), comprising: (1) Basic investing principles and concepts; (2) Investment product attributes; (3) Buying/selling process of investment products; (4) Owning investment holdings; (5
) ซึ่งมีเนื้อหาหลักประกอบด้วย 1. หลักการและแนวคิดพื้นฐานการลงทุน (Basic investing principles and concepts) 2. ลักษณะของผลิตภัณฑ์การลงทุน (Investment product attributes) 3. กระบวนการซื้อขายผลิตภัณฑ์การลง
recovery, the Company arranged more promotion and marketing events to increase sales amounts in the first six-months periods such as “FN Fair” at head office and branches. This attributes to the increase in