A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was initiated. This project encourages both existing and new business operators to provide more...
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
SEC Search Search From : Home > Search > Search Results search: http://172.19.1.196:8983/solr/secweb/select?q=ADVICE OR "Recommendation" OR "suggestion"&wt=json&indent=true&facet=true&facet.field
SEC Search Search คุณอยู่ที่ : หน้าแรก > Search > Search Results search: http://172.19.1.196:8983/solr/secweb/select?q=ADVICE OR "Recommendation" OR "Tip"&wt=json&indent=true&facet=true&facet.field
institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company