Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights
.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The transferable subscription right (TSR) shall be determined as a security under Section 4 of the Securities and Exchange
เปลี่ยนมือได้ (Transferable Custody Receipt : TCR) ข้อมูลทั่วไป ชื่อผู้ตอบ ตำแหน่ง ชื่อบริษัท * เบอร์โทรศัพท์ เบอร์โทรสาร E-mail address สถานะบริษัท ผู้รับฝากทรัพย์สิน นายหน้าซื้อขายหลัก
a 3-month maturity term.So far, the testing results of the blockchain based bond offering system under the regulatory sandbox project have not detected any technological issues or obstacles that
remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system
securities investment exceeding the approved amount was also detected by the auditor causing the auditor unable to verify the correctness and completeness of the investment transaction. The SEC, therefore, has
investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/INFRASTRUCTURETRUST.aspx English
. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as