The Securities and Exchange Commission, Thailand (SEC Thailand), in partnership with CFA Institute and CFA Society Thailand, organized seminar titled “Analysts Workshop: The Impact of Sustainability Issues on Valuation and Performance” for investment analysts and “Navigating the Future of Investing in the Time of Sustainability: A Paradigm Shift in the Roles of Investment Consultants?” for investment consultants. The event aimed to enhance their understanding of the impact of ESG on corpor...
, the Group had followed up and evaluated closely the situations and implemented appropriate measures to reduce the business impacts as follows; 1) Changing working processes during temporary closing some
apply DLT to various processes, from issuance and offering for sale in the primary and secondary markets to post-offering processes related to corporate bonds, SME shares, mutual funds and derivatives
by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become
) processes and procedures shall be established in line with the policy on the governance of information technology; (3) policy on the governance of information technology shall be reviewed at least once a year
enhance knowledge and professional capacity, facilitate experience-sharing and constructive feedback, and improve legal enforcement and judicial processes in the Thai capital market. Mr. Thawatchai
capital. 7. Directors who have interest and/or connected persons did not attend and have no right to vote in this agenda: 8. Reasonableness of transaction: 1. To decrease the temperature in working areas in
. Furthermore, on 30 November 2023, the SEC will host a live session on the SEC Facebook Page on the topic, "Business Rehabilitation and Liquidation Processes and Creditor Rights in the Processes." This session
Ecosystem Concept for the Thai capital market. These objectives emphasize the capital market development under five principles: (1) Fully digital processes from end to end, (2) Encouraging competition to