Non-retail Scheme เอกสารรับฟงความคิดเห็น คร้ังท่ี 2 เร่ือง การอนุญาตใหจัดตั้งและจัดการกองทุนรวมโครงสรางพื้นฐาน (infrastructure fund) จัดทําโดย สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย
Bangkok, October 30, 2015 ? The Thai capital market is making progress toward adoption of the Organisation for Economic Co-operation and Development (OECD)?s revised Principles of Corporate Governance, which have been released at the 2015 OECD-Asian Roundtable on Corporate Governance in Bangkok today. Co-hosted by the OECD, the SEC, the Stock Exchange of Thailand (SET) and the Thai Institute of Directors Association (IOD) in partnership with the Government of Japan, the roundtable is a forum f...
The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also intended to strengthen the capacity, expertise and international competitiveness of financial markets and the funds industry in the region.Implementation ProgressThe participating economies have progressed with legal and regulatory requirements in their respective jurisdictions. Japan and Thailand have com...
investment was made. Therefore, the general public could not utilize the capital market to create financial freedom.”“The Five Steps toward Investment Confidence project was initiated from the intent of SEC in
Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which prescribes the framework and conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport (ARFP).Together with the other first participating economies ? namely, the Republic of Korea, Japan, New Zealand and Australia ? Thailand is making preparations for the launch of pa...
to earn adequate income after retirement. Therefore, the Ministry of Finance has proposed the draft National Pension Fund Act to enable mandatory retirement saving scheme for documented workers, which
SEC initiated the regulatory guillotine scheme with the key objectives of streamlining procedures, processes and documents required to be submitted to SEC and revising or repealing the existing
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a
One of the SEC Strategic Plan’s goals is to build competitiveness by enabling a regulatory framework that supports standardized regulations. The regulatory guillotine scheme* under the Strategic Plan
management and limited brokerage, dealing and underwriting of investment units (LBDU) In revising the annual fee scheme, the SEC has taken into consideration intermediaries? existing cost factor and potential