SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
corresponding period of the previous year, derived from recording interest income separately from revenue from sales (financing component separation) at the amount of Baht 7.83 million and then gradually
multiple investment policies. The proposed amendments are as follows: (1) Investment ratio of PVDs with multiple investment policies (master fund) will be separately calculated by each policy (sub
separately fined at an equal amount of 333,333.33 baht.