With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their

In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value

investment process, risk management, and other operations, we can help drive Thailand towards achieving the SDGs and Net Zero, as well as positioning the country as a leader in sustainable investment in the

Bangkok, November 27, 2013 ? The SEC is seeking public comment on revising rules governing the asset management companies? reporting requirement. The proposed revision focuses more on reporting

management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures

SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their

The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster

December 2020. In the following year, the SEC revised the disclosure rules by requiring listed companies to disclose information on their environmental, social and governance actions, including climate

Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and

Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual