Mr. Anek Yooyuen, together with SEC executives, joined the video tape recording to commemorate the auspicious occasion of HM King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua's Birthday Anniversary
. Thawatchai Pittayasophon and Mr. Anek Yooyuen, together with SEC executives, participated in the video tape recording of well-wishing messages to celebrate the auspicious occasion of Her Majesty Queen Sirikit
, together with SEC executives, participated in a video tape recording of well-wishing messages to celebrate the auspicious occasion of Her Majesty Queen Suthida Bajrasudhabimalalakshana’s Birthday Anniversary
with SEC executives, joined the video tape recording to commemorate the auspicious occasion of Her Majesty Queen Sirikit the Queen Mother’s Birthday Anniversary on 12 August 2023. The recording took
In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the
were revised to facilitate the Sales Department’s recording of fake advertising bookings in the advertising sale system. The four persons then instructed the Accounting Department to record such fake