In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
months record are concluded as follow; Transaction Release Date Value (Baht) Transaction size (%) Net tangible assets (NTA) criteria Net profit criteria Value of consideration criteria Value of securities
Concerning the Connected Transactions, 2003 (collectively, the “Notifications on Connected Transactions”). The transaction represents the highest transaction value of 32.26 percent of the net tangible assets
=1,555,559 Property / Infrastructure Fund ( 0 record(s) found) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name Unit Par https://market.sec.or.th/public/idisc/en/Product
( 0 record(s) found) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name Unit Par https://market.sec.or.th/public/idisc/en/Product/NewProduct New Products ดิจิทัลเพื่อการ