A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was initiated. This project encourages both existing and new business operators to provide more...
limit. Share issuers must disclose such information sufficiently and publicly. As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to
สามารถเข้าไปติดต่อใช้บริการธุรกิจหลักทรัพย์ได้ (publicly accessible physical office) ดังนั้น สถานที่ที่บริษัทหลักทรัพย์จัดให้มีขึ้นเพื่อใช้ดำเนินงานโดยไม่เปิดให้บุคคลทั่วไปเข้าไปติดต่อได้ เช่น
/2014 financial statements. ABC has to file with the SEC and publicly disclose the reviewed financial statements by January 16, 2015. ABC ceased its garment business operation and did not utilize its land
Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders
. STHAI then must submit to the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.The SEC found that the auditor was unable to express opinion on such financial
also required to file with the SEC and publicly disclose the rectified and audited/reviewed financial statements by July 6, 2014.The SEC found that the auditors expressed qualified opinions on VTE?s 2013
qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit to the SEC and publicly disclose the rectified and audited/reviewed financial statements urgently. The
Bangkok, December 17, 2014 ? The SEC notified Asset Bright Plc. (ABC) to rectify its Q3/2014 financial statements. ABC has to file with the SEC and publicly disclose the reviewed financial statements