SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...

session was delivered by Assoc. Prof. Dr. Suriyadeo Tripathi, Director of the Moral Center, aiming to enhance the understanding of ethical and moral standards of government officials as well as the SEC

The Securities and Exchange Commission (SEC) welcomed participants of the capacity-building program for support staff prior to their promotion to the advanced specialization level at the Administrative Court Office, on their visit the SEC to attend a lecture on “Decoding Success in Organizational Management: Public Sector Digital Technology and Innovation.” The lecture aimed to enhance participants’ experience and understanding of organizational management approaches, with speakers from th...

officials and force of the nation on the auspicious occasion of His Majesty the King’s Birthday on 28 July 2023, together with the President of the Parliament, President of the Supreme Court, President of

The Securities and Exchange Commission (SEC), represented by the Organization Transformation and Data Management and Analytics Department, welcomed officials from the Office of the Administrative

The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials

“Empower Your Money: Save Smart, Live Free.” The SEC officials from the Department of Capital Market Education delivered lectures on financial planning for government officials and conducted a workshop on

financial management, investment strategies, and investment scams for approximately 120 government officials, local administrative organizations, and the public In Nakhon Ratchasima Province. The lectures

approximately 100 government officials, local administrative organizations, and the public in Roi Et Province. The lectures, under the topic "Protecting Thai Finance in the Digital Era," focused on investment

with inquiry officials, police officers, special case inquiry officials and special case officers, as applicable. These joint efforts for case investigation that optimize our respective expertise will