Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise their rights of voting for the units they hold beyond the one-third rule. In addition, business opera...
and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the
to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
The SEC has disclosed the statistics on the reporting of investment scams in the capital market through the Investment Scam Hotline 1207, extension 22. The reporting system is also available on the SEC website: www.sec.or.th/scamalert and email: scamalert@sec.or.th. This Investment Scam Hotline Initiative is part of the SEC’s contribution to the Collaboration for Combating Investment Scams Project conducted in partnership with various market stakeholders, governmental agencies, private en...
Delivery of Notifications and Clarification Notes
Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities