According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium
concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records practice, and the questionable transactions of land sales and purchases. The company was also
related receipt and payment transactions, and the accounting records practice. The company was also required to examine the issue raised by the auditor whether the questionable transactions of land sales
practice, and the questionable transactions of land sales and purchases. The company was also ordered to rectify the annual financial statements for the year 2015 and the interim financial statements for the
required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC
mutual fund brokerage securities companies, and 4 life insurance companies, the list of which can be viewed at: https://insight-fund.sec.or.th/. Ms. Waratchya Srimachand, SEC Deputy Secretary-General said
on, the interim financial statements for the third quarter of 2016. The auditor's report on the facts related to the questionable land sale and purchase transactions was also submitted to the KC Board
rights, which the SEC viewed to be questionable as to the appropriateness and the assumptions used in calculating the fair value of the mining property rights over the two Indonesian mines. The deadline to
rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an